Best Investors Account Sign in

Lisa Marie Shah

Blackrock Financial Management, Inc

New York, NY

Philadelphia, PA

Claim This Profile
Current Employers
Blackrock Financial Management, Inc

50 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-03
PA RA APPROVED 2016-04-07
  • NY RA
    APPROVED
    Since 2022-02-03
  • PA RA
    APPROVED
    Since 2016-04-07

Branch Locations

50 Hudson Yards, New York, NY 10001 • United States

2929 Arch Street, Philadelphia, PA 19104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Inc. Philadelphia PA 07/2005 Present
  • 07/2005 → Present
    Blackrock Investments, Inc.
    Philadelphia, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-10
S63 Uniform Securities Agent State Law Examination 2004-03-29
  • S65 Uniform Investment Adviser Law Examination
    2006-07-10
  • S63 Uniform Securities Agent State Law Examination
    2004-03-29
Other Names
  • Lisa Marie Mcfarland

View on SEC IAPD

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor