James Edward Galloway

Current Employers

Employment History

• 01/2014 → 11/2016
  Wells Fargo Advisors, Llc
  West Palm Beach, FL
• 11/2016 → 08/2022
  Wells Fargo Clearing Services, Llc
  West Palm Beach, FL
• 08/2022 → 03/2023
  Legend Financial Marketing
  Smyrna, GA
• 08/2023 → Present
  Pnc Investments
  Mableton, GA
• 03/2023 → 08/2023
  Unemployed
  Smyrna, GA

Previous Registrations

• 2014-01-15 → 2022-08-11
  Wells Fargo Clearing Services, Llc
  Jupiter, FL
  Boca Raton, FL
  West Palm Beach, FL
  Jupiter, FL
  Jupiter, FL
  Boca Raton, FL
  Tequesta, FL
  Palm Beach, FL
  Jupiter, FL
• 2009-11-13 → 2014-01-13
  Pnc Wealth Management Llc
  Jupiter, FL
  Tequesta, FL
  Jupiter, FL
  Lake Park, FL
  Jupiter, FL
  Riviera Beach, FL
  Palm Beach Garden, FL
  Jupiter, FL
  Jupiter, FL
  Palm Beach Gardens, FL
  North Palm Beach, FL
  Stuart, FL
  Jensen Beach, FL
  Jensen Beach, FL
  Jupiter, FL
  Riviera Beach, FL
  Palm Beach Gardens, FL
  Juno, FL
  Lake Park, FL
  Palm Beach Garden, FL
  North Palm Beach, FL
  Palm Beach Gardens, FL
• 2007-07-24 → 2009-11-13
  Natcity Investments, Inc.
  Jupiter, FL
  Jupiter, FL
  Jupiter, FL
  West Palm Beach, FL
  West Palm Beach, FL
  Lake Worth, FL
  Palm Beach, FL
  Palm Springs, FL
  West Palm Beach, FL
  West Palm Beach, FL
  West Palm Beach, FL
  Juno Beach, FL
  Lake Park, FL
  Tequesta, FL
  Palm Beach Gardens, FL
  Jupiter, FL
  Riviera Beach, FL
  Lake Park, FL
  North Palm Beach, FL
  Tequesta, FL
  Palm Beach Gardens, FL
  Jupiter, FL
  Jupiter, FL
  Jupiter, FL
• 2007-04-02 → 2007-07-24
  Morgan Stanley & Co. Llc
  North Palm Beach, FL
• 2004-11-02 → 2007-04-02
  Morgan Stanley Dw Inc.
  North Palm Beach, FL
  N. Palm Bch., FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-10-29
• S63 Uniform Securities Agent State Law Examination
  2003-12-06

Other Names

• James Edward Galloway
• James Galloway