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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-03 |
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Wilmington | NC | 06/2011 | Present |
| Raymond James Financial Services Advisors Inc. | Wilmington | NC | 06/2011 | Present |
| Corning Credit Union | Corning | NY | 06/2011 | Present |
(1)Name of Business: Wealth Strategies ( We also use Corning Credit Union Wealth Strategies/CCU Wealth Strategies) Address: 1 Credit Union Plz, Corning, NY, 14830, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/10/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-27 |
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