Best Investors Account Sign in

William Ernest Lee

Edward Jones

Tulsa, OK

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-28
OK RA APPROVED 2022-12-14
  • TX RA
    APPROVED
    Since 2025-01-28
  • OK RA
    APPROVED
    Since 2022-12-14

Branch Locations

6100 S Yale Ave Suite 101, Tulsa, OK 74136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Inc. Oklahoma City OK 03/2007 07/2022
The Lee Group, Inc Oklahoma City OK 07/2007 07/2022
Raymond James Financial Services Advisors, Inc Saint Petersburg FL 01/2009 07/2022
Edward Jones St Louis MO 07/2022 Present
Chris Nikel Chrysler Jeep Dodge Broken Arrow OK 11/2012 03/2022
Swinehart Insurance Agency Broken Arrow OK 04/2022 06/2022
  • 03/2007 → 07/2022
    Raymond James Financial Services Inc.
    Oklahoma City, OK
  • 07/2007 → 07/2022
    The Lee Group, Inc
    Oklahoma City, OK
  • 01/2009 → 07/2022
    Raymond James Financial Services Advisors, Inc
    Saint Petersburg, FL
  • 07/2022 → Present
    Edward Jones
    St Louis, MO
  • 11/2012 → 03/2022
    Chris Nikel Chrysler Jeep Dodge
    Broken Arrow, OK
  • 04/2022 → 06/2022
    Swinehart Insurance Agency
    Broken Arrow, OK
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-08
S63 Uniform Securities Agent State Law Examination 2003-12-11
  • S66 Uniform Combined State Law Examination
    2022-11-08
  • S63 Uniform Securities Agent State Law Examination
    2003-12-11
Other Names
  • Bill Lee

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
OAK CREEK PRIVATE WEALTH MANAGEMENT LLC
PINNACLE INVESTMENT ADVISORS
NATIVE AMERICAN FUND ADVISORS LLC
AMERITAS ADVISORY SERVICES, LLC
ARVEST WEALTH MANAGEMENT
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.
KQ WEALTH MANAGEMENT LLC

Other Investors

OANH STANGER
DAVID MONROE POARCH
ROBERT BRETT KRAMER
AIMEE NICOLE BOYER
ROBERT WILIAM MOORE
JOEL BERNARD KANTOR
Jayme Don Fowler
Anthony Charles Dionisio

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Tulsa, OK
OAK CREEK PRIVATE WEALTH MANAGEMENT LLC · TULSA, OK
PINNACLE INVESTMENT ADVISORS · TULSA, OK
NATIVE AMERICAN FUND ADVISORS LLC · TULSA, OK
AMERITAS ADVISORY SERVICES, LLC · TULSA, OK
ARVEST WEALTH MANAGEMENT · Tulsa, OK
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. · TULSA, OK
KQ WEALTH MANAGEMENT LLC · TULSA, OK

More in Tulsa, OK

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor