Mark Andrew Rupolo

Current Employers

Employment History

• 08/1990 → 02/2018
  Hagen Palen & Co
  Fort Myers, FL
• 10/2003 → 10/2019
  1St Global Capital Corp
  Fort Myers, FL
• 01/2004 → 10/2019
  1St Global Advisors, Inc.
  Fort Myers, FL
• 03/2005 → 10/2019
  1St Global Insurance Services
  Fort Myers, FL
• 10/2019 → Present
  Peak Brokerage Services, Llc
  Jupiter, FL
• 10/2019 → Present
  Blackridge Asset Management, Llc
  Williamsville, NY
• 02/2018 → 09/2022
  Lurie, Llp
  Fory Myers, FL
• 10/2003 → Present
  Hagen Palen Financial Services, Llc
  Fort Myers, FL

Previous Registrations

• 2004-01-23 → 2019-10-01
  1St Global Advisors Inc
  Fort Myers, FL

Other Businesses

1) Business Entity: Blackridge Asset Management; Business Activity: Financial Services; Address: Jupiter, FL; Duties of Position: Financial Planning; Title: IAR; Start Date: 10/2019; Approx. # of hours per month spent on activity: 50; Approx. # of hours spent during trading hours: 50 2) Business Entity: Hagen Palen Financial Services LLC DBA HPR Wealth Management; Business Activity: Financial Planning; Address: Fort Myers, FL; Duties of Position: Financial planning for securities, insurance life/health, Fixed, Indexed, and LTC; Title: Owner; Start Date: 10/2003; Approx. # of hours per month spent on activity: 40; Approx. # of hours spent during trading hours: 40 3) Business Entity: MAR CPA LLC; Business Activity: CPA Firm; Address: Fort Myers; Duties of Position: CPA, Tax & Accounting; Title: President and Owner; Start Date:09/16/2022; Approx. # of hours per month spent on activity: 100; Approx. # of hours spent during trading hours: 100 4) Business Entity: Sanibel Captiva Beach Resorts; Business Activity: Accounting & Tax Prep; Address: Captiva, FL; Duties of Position: Accounting; Title: Corporate CPA; Start Date: 09/16/2022; Approx. # of hours per month spent on activity: 50; Approx. # of hours spent during trading hours: 50 5) Business Entity: WP 55 LLC; Business Activity: Real Estate Rental; Duties of Position: Own office to lease to my business; Title: Owner/MGRM; Start Date: 8/2024; Approx. # of hours per month spent on activity: 1; Approx. # of hours spent during trading hours: 0 6) Business activity: Partnership for expense sharing; Business entity: AJR MAR PLLC ; Address: Ft Myer, FL; Duties of position: Accounting &Tax Prep; Title: MGRM; Start date: 1/24; Approx. # of hours per month spent during activity: 5; Approx. # of hours spent during trading hours: 5 7) Business activity: Board of Directors; Business entity: World Plaza II Section 2 Condo Assoc.; Address: Ft Myers, FL; Duties of position: Attend Board Meetings; Title: President; Start date: 1/25; Approx. # of hours per month spent on activity: 1; Approx. # of hours spent during trading hours: 0 8) Business activity: Board of Directors; Business entity: World Plaza II Master Association Inc.; Address: Ft. Myers, FL; Duties of position: Attend board meetings; Title: President; Start date: 1/25; Approx. # of hours per month spent on activity: 1; Approx. # of hours spent during trading hours 0. 9) Business activity: Trustee for father's Trust; Business entity: Vincent F. Rupolo Revocable Living Trust; Address: Ft Myers, FL; Duties of position: Trustee; Title: Trustee; Start date: 1/2025; Approx.# of hours per month spent on activity; 2; Approx.: # of hours spent during trading hours: 2. 10) Metro Medical Condominium Association; Director; Attend Board Meetings; no compensation; start date 6/2026; Approx # of hours spent during trading hours is 0

Exams

• S66 Uniform Combined State Law Examination
  2003-10-31

Designations