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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-19 |
| TX | RA | APPROVED_RES | 2024-09-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Larkspur | CA | 10/2010 | 10/2016 |
| Greenleaf Burleson Llc | Petaluma | CA | 10/2016 | 05/2017 |
| Zuk Financial Group | Napa | CA | 05/2017 | 03/2018 |
| National Planning Corporation | Napa | CA | 05/2017 | 03/2018 |
| Lpl Financial Llc | Napa | CA | 11/2017 | 03/2018 |
| Npb Financial Group, Llc | Burbank | CA | 03/2018 | 01/2019 |
| Td Ameritrade, Inc. | Santa Rosa | CA | 01/2019 | 11/2019 |
| Cuso Financial Services, Lp | San Diego | CA | 11/2019 | 09/2024 |
| Redwood Credit Union | Santa Rosa | CA | 11/2019 | Present |
| Lpl Financial Llc | Santa Rosa | CA | 09/2024 | Present |
1) 08/15/2024-Redwood Wealth Management-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-14 |
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