Preston Scott Edwards

Wells Fargo Clearing Services, LLC

Tarpon Springs, FL

Beverly Hills, CA

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2014-09-29

CA RA
APPROVED

Since 2014-09-29

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

433 N Camden Dr 9Th & 12Th Fls [La-Rbo], Beverly Hills, CA 90210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Beverly Hills	CA	09/2014	11/2016
Wells Fargo Bank, Na	Beverly Hills	CA	09/2014	Present
Wells Fargo Clearing Services, Llc	Beverly Hills	CA	11/2016	Present

09/2014 → 11/2016

Wells Fargo Advisors, Llc

Beverly Hills, CA
09/2014 → Present

Wells Fargo Bank, Na

Beverly Hills, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Beverly Hills, CA

Previous Registrations

2012-10-01 → 2014-07-24

J.P. Morgan Securities Llc

Sherman Oaks, CA
2005-09-14 → 2012-10-01

Chase Investment Services Corp.

Sherman Oaks, CA

Colorado Springs, CO

Colorado Springs, CO
2005-02-10 → 2005-08-29

Waddell & Reed

Colorado Springs, CO

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2010-10-11
S65	Uniform Investment Adviser Law Examination	2005-02-07

S63 Uniform Securities Agent State Law Examination

2010-10-11
S65 Uniform Investment Adviser Law Examination

2005-02-07

View on SEC IAPD

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