Steven Mac Willis

Current Employers

Willis Financial Services, Inc.

Clayton, CA • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-01-21
CA	RA	APPROVED	2011-01-26

TX RA
APPROVED_RES

Since 2015-01-21
CA RA
APPROVED

Since 2011-01-26

Branch Locations

Clayton, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Willis Financial Services, Inc.	Clayton	CA	06/2010	Present

06/2010 → Present

Willis Financial Services, Inc.

Clayton, CA

Previous Registrations

2009-04-15 → 2010-12-06

Vista Wealth Management, Llc

Palo Alto, CA
2005-09-29 → 2009-03-06

Bpm Wealth Management, Llc

San Francisco, CA
1999-03-15 → 2005-09-19

Bb&R Wealth Management, Inc.

Walnut Creek, CA

Other Businesses

Mr. Willis is registered as an insurance agent with various insurance agencies. This activity is is performed from the location listed in Item 1 of this form. He spends a minimal amount of time in this capacity.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2008-09-12

S63 Uniform Securities Agent State Law Examination

2008-09-12

Designations

View on SEC IAPD