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Shane Anthony Hall

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-18
CA RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2018-12-18
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

2049 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Los Angeles CA 03/2004 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 10/2009 Present
Previous Registrations
  • 2008-09-03 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Beverly Hills, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-29
S63 Uniform Securities Agent State Law Examination 2003-11-26
  • S66 Uniform Combined State Law Examination
    2008-08-29
  • S63 Uniform Securities Agent State Law Examination
    2003-11-26

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
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