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5900 O Street, Lincoln, NE 68510 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Roger'S Gardens | Corona Del Mar | CA | 08/2014 | 03/2019 |
| Nomad Cycling Apparel | Rancho Santa Margarita | CA | 11/2017 | Present |
| Securities America, Inc. | Irvine | CA | 02/2021 | 05/2024 |
| Securities America Advisors | Irvine | CA | 09/2023 | 05/2024 |
| Capstone Financial | Folsom | CA | 11/2025 | Present |
| Ameritas Investment Company, Llc | Lincoln | NE | 11/2025 | Present |
| Ameritas Advisory Services, Llc | Lincoln | NE | 11/2025 | Present |
| Scott Marcoe Designs | Rancho Santa Margarita | CA | 06/2022 | Present |
| Checkpoint Planning | Folsom | CA | 11/2025 | Present |
CAPSTONE FINANCIAL GROUP; SAME AS BRANCH; INV REL; INSURANCE; AGENT; START DATE=11/2025; HRS/MO=5; TRADING HRS/MO=5; INSURANCE * NOMAD CYCLING APPAREL; 22751 EL PRADO #11305, RANCHO SANTA MARGARITA, CA, 92688; NON INV REL; RETAIL SALES; OWNER; START DATE=11/2017; HRS/MO=4; TRADING HRS/MO=0; RETAIL SALES * SCOTT MARCOE DESIGNS; 22751 EL PRADO #11305, RANCHO SANTA MARGARITA, CA, 92688; NON INV REL; GRAPHIC DESIGN; OWNER; START DATE=06/2022; HRS/MO=4; TRADING HRS/MO=0; GRAPHIC DESIGN * CHECKPOINT PLANNING; SAME AS BRANCH; INV REL; DBA; START DATE 11/2025; HRS/MO=160; TRADING HRS/MO=130; DBA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-15 |
| S65 | Uniform Investment Adviser Law Examination | 2008-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-29 |
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