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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-26 |
| GA | RA | APPROVED | 2019-06-20 |
Branch Locations
2300 Windy Ridge Parkway Suite 150-S, Atlanta, GA 30339 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fces Financial Services,Llc | Atlanta | GA | 11/2013 | Present |
| Caring For Others Inc | Atlanta | GA | 10/2014 | 10/2017 |
| First Investors Corporation | Atlanta | GA | 07/2015 | 06/2019 |
| Family Health Centers Of Georgia, Inc. | Atlanta | GA | 01/2017 | 12/2023 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2019 | Present |
| Cetera Investment Advisers Llc | Atlanta | GA | 06/2019 | Present |
1) BOARD OF DIRECTORS FOR 10K MINORITY APPRAISERS; ORGANIZE THE BOARD OF DIRECTORS, CONDUCT BOARD MEETINGS; 1 HR/WK. 2) STRUCTURED SETTLEMENT CONSULTING, 5 TO 8/HRS/WK.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-25 |
| S66 | Uniform Combined State Law Examination | 2003-11-07 |
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