Matthew Simpson

Current Employers

Wealthspring Capital Llc

2 Westchester Park Drive Suite 108, West Harrison, NY 10604 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-29
TX	RA	APPROVED	2019-06-06

NY RA
APPROVED

Since 2021-06-29
TX RA
APPROVED

Since 2019-06-06

Branch Locations

2 Westchester Park Drive Suite 108, West Harrison, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Securities (Usa) Inc.	New York	NY	07/2015	12/2016
Mufg Securities Americas Inc.	New York	NY	12/2016	05/2018
Wealthspring Capital Llc	New York	NY	03/2019	Present
Mercantlie Settlement Partners Ltd	New York	NY	08/2018	12/2019

07/2015 → 12/2016

Hsbc Securities (Usa) Inc.

New York, NY
12/2016 → 05/2018

Mufg Securities Americas Inc.

New York, NY
03/2019 → Present

Wealthspring Capital Llc

New York, NY
08/2018 → 12/2019

Mercantlie Settlement Partners Ltd

New York, NY

Previous Registrations

2011-10-03 → 2012-12-11

Rochdale Capital Management

Stamford, CT

Other Businesses

I serve as a member of the private credit manager selection committee for Boulder Investment Group, a volunteer-run investment club, where since March 2025 I have reviewed private credit investment opportunities on an uncompensated basis. This activity is investment-related and I spend approximately 2 hours per month, of which, 1 hour is conducted during securities trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2003-12-19

S63 Uniform Securities Agent State Law Examination

2003-12-19

Designations

Other Names

Matthew Simpson
Matthew A. Simpson
Matthew A Simpson

View on SEC IAPD