Neil Leon Ferguson

Current Employers

U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2026-02-13
TX	RA	APPROVED_RES	2026-02-13

AR RA
APPROVED

Since 2026-02-13
TX RA
APPROVED_RES

Since 2026-02-13

Branch Locations

10720 Rodney Parham Rd, Little Rock, AR 72212 • United States

Searcy, AR • United States

6004 Baseline Rd, Little Rock, AR 72209 • United States

119 Audubon Dr, Maumelle, AR 72113 • United States

17200 Chenal Pkwy, Little Rock, AR 72223 • United States

One Riverfront Place, North Little Rock, AR 72114 • United States

6320 W Markham St, Little Rock, AR 72205 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
U.S. Bancorp Investments, Inc.	North Little Rock	AR	06/2011	02/2026
U.S. Bancorp Advisors, Llc	Little Rock	AR	02/2026	Present

06/2011 → 02/2026

U.S. Bancorp Investments, Inc.

North Little Rock, AR
02/2026 → Present

U.S. Bancorp Advisors, Llc

Little Rock, AR

Previous Registrations

2011-06-20 → 2026-02-13

U.S. Bancorp Investments, Inc.

Conway, AR

Little Rock, AR

Conway, AR

Maumelle, AR

Heber Springs, AR

Morrilton, AR

Perryville, AR

Greers Ferry, AR

Quitman, AR

Perryville, AR

Morrilton, AR

Morrilton, AR

Heber Springs, AR

Greers Ferry, AR

Flippin, AR

Mountain Home, AR

North Little Rock, AR

Summit, AR

Quitman, AR

Little Rock, AR

Little Rock, AR

Little Rock, AR

Little Rock, AR

Sherwood, AR

North Little Rock, AR

Little Rock, AR

North Little Rock, AR

North Little Rock, AR

Searcy, AR

North Little Rock, AR
2005-08-30 → 2011-07-01

Investment Professionals, Inc.

Little Rock, AR

Little Rock, AR

Little Rock, AR

San Antonio, TX

Little Rock, AR

Other Businesses

1) Ferguson Cattle Farms; Not Investment-Related; Searcy, AR 72143; Cattle farming; President; 05/2014; 10 hours/month; 0 hours/trading; Overseeing purchased cattle on weekends. Other Cattle Farm duties, fence, vacation, calving, etc. 2) Genesis 5 N Properties dba Self Storage; Not Investment-Related; Searcy, AR; Self storage; Owner; Owner; 03/2024; 8 HRS/month; 0 hours/trading; Will manage managers and facilitate reports going to accountants. 3) Genesis III LN Properties; Investment-Related; Searcy, AR; LLC for land owned; Owner; 9/1/2021; 1 hours/month; 0 hours/trading; Maintain LLC while property is owned. 4) Genesis 7 JNL Properties LLC; Investment-related; Searcy, AR; Self storage and other related real estate; Owner; 2/2025; 2 hours/month; 0 hours/trading; Managing managers and checking in with them to see how operations are going. Making sure things are reported to CPA, attorney, etc. 5) Wild Land NN 123; Investment-Related; Searcy, AR; Owner; Owner; 9/23/2025; 4 hours/month; 0 hours/trading; Land inherited and will be sold. 6) Genesis 9; Not investment-related; Searcy AR; Owner; Owner; 8/4/2025; 1 hours/month; 0 hours/trading; Vending machine owner.