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Charlene Preciado

Wells Fargo Clearing Services, LLC

Los Angeles, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-01
CA RA APPROVED 2012-05-21
  • TX RA
    APPROVED
    Since 2023-06-01
  • CA RA
    APPROVED
    Since 2012-05-21

Branch Locations

10877 Wilshire Blvd Ste 1700, Los Angeles, CA 90024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Los Angeles CA 05/2012 11/2016
Wells Fargo Clearing Services, Llc Los Angeles CA 11/2016 Present
Previous Registrations
Other Businesses

RODAN AND FIELDS, NOT INV RELATED, DOWNEY, CA, INDEPENDENT DISTRIBUTOR, START 11/09/2017, 20 HOURS PER MONTH, ZERO DURING TRADING, PRODUCT SALES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-22
  • S66 Uniform Combined State Law Examination
    2005-01-22
Other Names
  • Preciado

View on SEC IAPD

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