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Hongjuan Zhang

Wells Fargo Clearing Services, LLC

Walnut Creek, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-02
  • CA RA
    APPROVED
    Since 2025-09-02

Branch Locations

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Fremont CA 08/2016 08/2025
Wells Fargo Clearing Services, Llc Walnut Creek CA 08/2025 Present
Previous Registrations
Other Businesses

OBA -Rental Business. RENTAL PROPERTY - WHETSTONE; INV RELATED; SAN RAMON, CA; RESIDENTIAL PROP;33% OWNERSHIP; START DATE: 10/01/2013; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-03
S63 Uniform Securities Agent State Law Examination 2006-08-28
  • S66 Uniform Combined State Law Examination
    2023-02-03
  • S63 Uniform Securities Agent State Law Examination
    2006-08-28
Other Names
  • Ellie Zhang

View on SEC IAPD

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