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830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-09 |
Branch Locations
1550 El Camino Real Suite 200, Menlo Park, CA 94025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M Pritts Consulting | Fairfax | CA | 04/2016 | 08/2017 |
| Rbc Capital Markets, Llc. | San Francisco | CA | 08/2017 | 12/2023 |
| Clarfeld Financial Advisors, Llc | San Francisco | CA | 01/2024 | 05/2025 |
| Citizens Bank, N.A. | San Francisco | CA | 01/2024 | 05/2025 |
| Citizens Securities, Inc. | San Francisco | CA | 10/2024 | 05/2025 |
| Corient | Menlo Park | CA | 05/2025 | Present |
| Corient Services Llc | Miami | FL | 05/2025 | Present |
YES Foundation Type of Entity: Non-Profit Address: PO Box 2, San Anselmo, CA 94979 Position: Treasurer and Executive Committee member Start date: 8.1.2024 Duties: Serves as Treasurer of the organization. Has no access of control of bank accounts, investment accounts, cash or finances. Organization has an outside RIA managing assets and a bookkeeper and internal staff. Responsibilities are oversight, budgeting and steering. Monthly Compensation / Net Profit: $0. Approximate Amount of time devoted on a Weekly Basis: 8 on evenings and weekends
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-16 |
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