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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-11-14
CO RA APPROVED 2024-11-14
NV RA APPROVED 2024-11-14
NM RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • AZ RA
    APPROVED
    Since 2024-11-14
  • CO RA
    APPROVED
    Since 2024-11-14
  • NV RA
    APPROVED
    Since 2024-11-14
  • NM RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

Phoenix, AZ • United States

2325 East Camelback Road Suite 100, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Phoenix AZ 09/2003 11/2024
Prudential Insurance Company Of America Phoenix AZ 09/2003 Present
Lpl Enterprise, Llc San Jose CA 11/2024 Present
Previous Registrations
Other Businesses

1) 08/16/2024 - Michael Danoff Memorial Scholarship Fund - Donor advised with my family to select qualified high school student to receive financial scholarship for secondary education - Non-Profit Board Member - Non Inv Related - At Phoenix, AZ - Start Date 12/01/2021 - 1hrs/mth - 0hrs/mth During Trading 2) 08/16/2024 - 4D Investments LLC - Family LLC that owns an office building in Albuquerque, NM - Real Estate Rental - Inv Related - At Phoenix, AZ - Start Date 07/02/2012 - 0hrs/mth - 0hrs/mth During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-05
  • S66 Uniform Combined State Law Examination
    2003-11-05

View on SEC IAPD

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