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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-11-14 |
| CO | RA | APPROVED | 2024-11-14 |
| NV | RA | APPROVED | 2024-11-14 |
| NM | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
2325 East Camelback Road Suite 100, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Phoenix | AZ | 09/2003 | 11/2024 |
| Prudential Insurance Company Of America | Phoenix | AZ | 09/2003 | Present |
| Lpl Enterprise, Llc | San Jose | CA | 11/2024 | Present |
1) 08/16/2024 - Michael Danoff Memorial Scholarship Fund - Donor advised with my family to select qualified high school student to receive financial scholarship for secondary education - Non-Profit Board Member - Non Inv Related - At Phoenix, AZ - Start Date 12/01/2021 - 1hrs/mth - 0hrs/mth During Trading 2) 08/16/2024 - 4D Investments LLC - Family LLC that owns an office building in Albuquerque, NM - Real Estate Rental - Inv Related - At Phoenix, AZ - Start Date 07/02/2012 - 0hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-05 |
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