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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-11
CA RA APPROVED 2015-09-18
  • TX RA
    APPROVED_RES
    Since 2020-03-11
  • CA RA
    APPROVED
    Since 2015-09-18

Branch Locations

444 South Flower Street,34Th Floor, Los Angeles, CA 90071 • United States

Encino, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Los Angeles CA 09/2015 Present
Morgan Stanley Private Bank, National Association New York NY 09/2015 Present
  • 09/2015 → Present
    Los Angeles, CA
  • 09/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-10-19 → 2015-10-02
    Credit Suisse Securities (Usa) Llc
    Los Angeles, CA
  • 2004-06-01 → 2007-11-05
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-20
  • S66 Uniform Combined State Law Examination
    2004-05-20
Other Names
  • Harry Suh
  • Harry B. Suh

View on SEC IAPD

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