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200 Berkeley St., Boston, MA 02116-5022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-01-27 |
| NH | RA | APPROVED | 2025-01-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janus Distributors Llc | Denver | CO | 04/2004 | 12/2017 |
| Janus Management Holdings Corp | Denver | CO | 09/2003 | 12/2017 |
| T Rowe Price | Baltimore | MD | 12/2017 | 01/2022 |
| Hartford Funds Distributors, Llc | Wayne | PA | 01/2022 | 12/2024 |
| Hartford Funds Management Company, Llc | Wayne | PA | 01/2022 | 12/2024 |
| John Hancock | Boston | MA | 12/2024 | Present |
| John Hancock Investment Management Llc | Boston | MA | 01/2025 | Present |
| John Hancock Investment Management Distributors Llc | Boston | MA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-26 |
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