Mark A Steinberg

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2025-09-29
TX	RA	APPROVED_RES	2025-09-26

MI RA
APPROVED

Since 2025-09-29
TX RA
APPROVED_RES

Since 2025-09-26

Branch Locations

Commerce Twp, MI • United States

38505 Woodward Ave Suite 150, Bloomfield Hills, MI 48304-5096 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs	Farmington Hills	MI	01/2005	09/2025
Rbc Capital Markets, Llc	Bloomfield Hills	MI	09/2025	Present
City National Bank	Bloomfield Hills	MI	12/2025	Present

01/2005 → 09/2025

Ubs

Farmington Hills, MI
09/2025 → Present

Rbc Capital Markets, Llc

Bloomfield Hills, MI
12/2025 → Present

City National Bank

Bloomfield Hills, MI

Previous Registrations

2005-01-21 → 2025-10-06

Ubs Financial Services Inc.

Farmington Hills, MI

Farmington Hill, MI
2002-01-09 → 2005-01-28

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington Hills, MI

Other Businesses

(1) HURON VALLEY SINAI HOSPITAL / 1 WILLIAM CARLS DRIVECOMMERCE, MI 48382 / COMMUNITY HOSPITAL / HURON VALLEY IS A FULL SERVICE, LOCAL HOSPITAL. I AM REQUESTING TO BECOME A MEMBER OF THE BOARD OF DIRECTORS. I WOULD ATTEND BI-MONTHLY MEETINGS AND I WOULD HELP THE BOARD MAKE RECOMMENDATIONS AND DECISIONS ON HOSPITAL OPERATIONS AND POLICIES./ BOARD OF DIRECTOR MEMBER / START DATE 04/05/2007 / 4 HRS PER MONTH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-12-22
S66	Uniform Combined State Law Examination	2000-03-02

S65 Uniform Investment Adviser Law Examination

2004-12-22
S66 Uniform Combined State Law Examination

2000-03-02

Designations

View on SEC IAPD