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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-03-28 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual | Springfield | MA | 06/2002 | 11/2020 |
| Mml Investors Services, Inc. | Bend | OR | 09/2003 | 11/2020 |
| The O.N. Equity Sales Company | Cincinnatti | OH | 11/2020 | 03/2024 |
| Ohio National Financial Services | Cincinnatti | OH | 09/2020 | 03/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2024 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 04/28/2024 2) CAIRN CAPITAL PARTNERS, 20741 Wagontire Way, Bend OR 97701, United States, 03/28/2024, IAR, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING 3) CAIRN CAPITAL PARTNERS, 20741 Wagontire Way, Bend OR 97701, 04/2024, Investment Advisor Representative, Insurance/Benefits/Human Resources, NIR, 50 HR/MO, 50 HR/MO TRADING. 4) PACIFIC SLED DOG AND SKIJOR ASSOCIATION, 1330 Pear Tree Lane, Medford OR 97504, United States, 11/2025, PRESIDENT, VOLUNTEER, NIR, 10 HR/MO - 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-11 |
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