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Current Employers
Western Wealth Management Llc

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-07-23
  • CO RA
    APPROVED
    Since 2025-07-23

Branch Locations

Red Feather Lakes, CO • United States

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Brian R Cunningham Denver CO 02/2012 02/2017
Northwestern Mutual Investment Services, Llc Denver CO 02/2012 02/2017
Lpl Financial, Llc Red Feather Lakes CO 02/2017 01/2025
Lpl Financial, Llc Golden CO 07/2025 Present
Retired Red Feather Lakes CO 01/2025 07/2025
Previous Registrations
  • 2017-02-16 → 2025-01-23
    Red Feather Lakes, CO
    Westminster, CO
    San Diego, CA
    San Diego, CA
  • 2012-02-09 → 2017-02-16
    Denver, CO
  • 2008-03-24 → 2010-11-22
    Broomfield, CO
    Fort Mill, SC
    Broomfield, CO
    Thornton, CO
  • 2007-04-20 → 2008-03-17
    Wichita, KS
    San Diego, CA
  • 2007-09-26 → 2008-03-14
    Wells Fargo Investments, Llc
    Lakewood, CO
  • 2005-03-07 → 2007-08-03
    Uvest Financial Services Group, Inc.
    Wichita, KS
    Wichita, KS
Other Businesses

1 - 07/16/2025 - Western Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). - Start date: 07/02/2025 - 160 Hours/Month - 8 Hours During Trading 2. 07/29/2025 - Western Wealth Management, LLC - Registered Investment Advisor Hybrid - Inv Related - At reported business location(s). - Start date: 07/02/2025 - 160 Hours/Month - 8 Hours During Trading. I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 7/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-04
S63 Uniform Securities Agent State Law Examination 2003-12-11
  • S66 Uniform Combined State Law Examination
    2005-03-04
  • S63 Uniform Securities Agent State Law Examination
    2003-12-11
Other Names
  • Deana Christine Smith

View on SEC IAPD

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