Best Investors
Account
Sign in
Best Investors
Account
Sign in
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-07-02 |
| MA | RA | APPROVED | 2023-07-26 |
| DC | RA | APPROVED | 2023-04-21 |
| CA | RA | APPROVED | 2023-03-22 |
| DE | RA | APPROVED | 2023-02-07 |
| OR | RA | APPROVED | 2023-01-10 |
| VA | RA | APPROVED | 2023-01-10 |
| MD | RA | APPROVED | 2023-01-09 |
| PA | RA | APPROVED | 2023-01-09 |
| NJ | RA | APPROVED | 2022-12-12 |
| CT | RA | APPROVED | 2022-12-05 |
| IN | RA | APPROVED | 2021-08-30 |
| NC | RA | APPROVED | 2021-06-02 |
| FL | RA | APPROVED | 2019-10-31 |
| WA | RA | APPROVED | 2019-10-10 |
| IL | RA | APPROVED | 2012-10-22 |
| TX | RA | APPROVED | 2012-10-22 |
Branch Locations
377 E Butterfield Rd. 270, Lombard, IL 60148 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rental Income | Chicago | IL | 10/2006 | 08/2019 |
| Guardian Life Insurance Company | Chicago | IL | 06/2016 | 12/2020 |
| Park Avenue Securities Llc | Chicago | IL | 06/2016 | 12/2020 |
| Guardian Life Insurance Company | Deerfield | IL | 12/2020 | 06/2022 |
| Park Avenue Securities | Deerfield | IL | 12/2020 | 06/2022 |
| Guardian Life Insurance Company | Chevy Chase | MD | 06/2022 | 01/2023 |
| Park Avenue Securities | Chevy Chase | MD | 06/2022 | 01/2023 |
| Guardian Life Insurance Company | Washington | DC | 01/2023 | 10/2023 |
| Park Avenue Securities | Washington | DC | 01/2023 | 10/2023 |
| Guardian Life Insurance Company | Reston | VA | 10/2023 | 04/2024 |
| Park Avenue Securities | Reston | VA | 10/2023 | 04/2024 |
| Guardian Life Insurance Company | Deerfield | IL | 04/2024 | 07/2025 |
| Park Avenue Securities | Deerfield | IL | 04/2024 | 07/2025 |
| Guardian Life Insurance Company | Chicago | IL | 06/2024 | 11/2025 |
| Park Avenue Securities | Chicago | IL | 06/2024 | 11/2025 |
| Guardian Life Insurance Company | Lombard | IL | 07/2025 | Present |
| Park Avenue Securities | Lombard | IL | 07/2025 | Present |
1. Outside carried fixed insurance and annuities, Start Date: 11/01/2023, Nature: Insurance outside of Guardian, Address: 1300 I St NW #400E Washington DC 20005, Duties: Selling insurance products outside of Guardian, 1 total hour per month; 1 during securities trading hours, Investment related, 2. Cornelia St property, Start Date: 7/31/2026, Nature: Rental Property, Address: 5630 W Cornelia Chicago, IL 60634, Duties: Owner, 1 total hour per month; 0 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-03 |
Reach out to this advisor