Best Investors Account Sign in
Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-31
FL RA APPROVED 2025-01-17
IL RA APPROVED 2024-09-13
  • TX RA
    APPROVED
    Since 2025-01-31
  • FL RA
    APPROVED
    Since 2025-01-17
  • IL RA
    APPROVED
    Since 2024-09-13

Branch Locations

227 West Monroe Street Suite 5900, Chicago, IL 60606 • United States

Western Springs, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allianceberstein Lp Chicago IL 07/2008 10/2018
Balasa Dinverno Foltz Llc Itasca IL 10/2018 03/2023
Corient Itasca IL 03/2023 06/2024
Alliancebernstein Lp Chicago IL 09/2024 Present
  • 07/2008 → 10/2018
    Allianceberstein Lp
    Chicago, IL
  • 10/2018 → 03/2023
    Balasa Dinverno Foltz Llc
    Itasca, IL
  • 03/2023 → 06/2024
    Itasca, IL
  • 09/2024 → Present
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-10-04
S66 Uniform Combined State Law Examination 2004-02-09
  • S63 Uniform Securities Agent State Law Examination
    2024-10-04
  • S66 Uniform Combined State Law Examination
    2004-02-09
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor