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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2011-06-07
  • ME RA
    APPROVED
    Since 2011-06-07

Branch Locations

188 Main Street, Yarmouth, ME 04096 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Portland ME 06/2011 09/2018
Key Investment Services Llc Portland ME 09/2018 Present
Previous Registrations
  • 2003-12-16 → 2006-01-18
    Keybanc Capital Markets Inc.
    Bethel, ME
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-12
  • S66 Uniform Combined State Law Examination
    2003-12-12
Other Names
  • Margo Fontaine Poulin

View on SEC IAPD

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