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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-28 |
| SC | RA | APPROVED | 2015-07-07 |
| VA | RA | APPROVED | 2014-04-02 |
| NC | RA | APPROVED | 2014-02-07 |
Branch Locations
6115 Park South Drive Suite 200, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Charlotte | NC | 01/2014 | Present |
| Park Avenue Securities Llc | Charlotte | NC | 01/2014 | Present |
| Guardian Life Insurance Company | Swannanoa | NC | 10/2025 | Present |
| Park Avenue Securities | Swannanoa | NC | 10/2025 | Present |
1. Non-Guardian Life and Disability Insurance Contracts-agent of record and service clients who purchased universal life contracts, Start: 11/12/2012, Address: 6115 Park South Drive Suite 200 Charlotte, NC 28210, 5 total hours per month, 2.5 during securities trading hours, Investment related, :Less than 10% annual compensation, 2. Remote Farm Manager-Manager of a shared farm property of approx. 50 acres in KS,. Start: 01/01/2022, Address: 1304 N. Maxwell Rd., McPherson KS 67460, 1 total hour per month; 0 during securities trading hours, Not investment related, No annual compensation, 3. Successor Trustee and Executor-brother, Start: 03/15/2022, Address: 2701 Sharon Rd., Charlotte, NC 28211, .5 total hour per month; .5 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-16 |
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