Michael Christopher Freeman

Current Employers

Due Diligence Works, Inc.

Monclair, NJ • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2018-05-25

NJ RA
APPROVED

Since 2018-05-25

Branch Locations

Monclair, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Due Diligence Works, Inc.	Montclair	NJ	01/2018	Present
Freeman Consulting Group	Montcliar	NJ	05/2016	Present
Nest Investments Bd Llc	Philadelphia	PA	03/2018	Present

01/2018 → Present

Due Diligence Works, Inc.

Montclair, NJ
05/2016 → Present

Freeman Consulting Group

Montcliar, NJ
03/2018 → Present

Nest Investments Bd Llc

Philadelphia, PA

Previous Registrations

2006-07-03 → 2016-05-06

Citigroup Global Markets Inc.

Long Island City, NY

Long Island City, NY

Long Island City, NY

San Antonio, TX

San Antonio, TX

New York, NY
2004-05-11 → 2006-03-15

Td Ameritrade Investment Management, Llc

Bellevue, NE
2004-11-08 → 2005-12-14

Ameritrade Advisory Services Llc

Bellevue, NE

Other Businesses

Freeman Consulting Group LLC, President located in Montclair, NJ. May 2016 - Present Approx. 40 hours a month Due Diligence Works, Inc, President and CCO located in Montclair, NJ. December 2016 - Present. Approx. 110 hours a month

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-05-10

S65 Uniform Investment Adviser Law Examination

2004-05-10

View on SEC IAPD