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Thomas E Hudepohl

Osaic Wealth, Inc.

Geneva, IL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-10-11
IL RA APPROVED 2024-10-11
VA RA APPROVED 2024-10-11
  • DC RA
    APPROVED
    Since 2024-10-11
  • IL RA
    APPROVED
    Since 2024-10-11
  • VA RA
    APPROVED
    Since 2024-10-11

Branch Locations

309 Hamilton Street Suite F, Geneva, IL 60134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Reisner Hudepohl Financial Services, Inc Geneva IL 01/2003 Present
American Portfolios Financial Services, Inc. Geneva IL 03/2010 10/2024
American Portfolios Advisors, Inc. Holbrook NY 01/2015 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 Present
  • 01/2003 → Present
    Reisner Hudepohl Financial Services, Inc
    Geneva, IL
  • 03/2010 → 10/2024
    American Portfolios Financial Services, Inc.
    Geneva, IL
  • 01/2015 → 10/2024
    American Portfolios Advisors, Inc.
    Holbrook, NY
  • 10/2024 → Present
    Scottsdale, AZ
Previous Registrations
  • 2015-01-02 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2011-08-16 → 2014-12-31
    Geneva, IL
    Kentwood, MI
  • 2010-04-01 → 2011-11-03
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2005-10-31 → 2010-03-30
    Osaic Services, Inc.
    Phoenix, AZ
    Geneva, IL
  • 2004-06-03 → 2005-10-31
    Sunamerica Securities, Inc.
    Geneva, IL
Other Businesses

1. REISNER HUDEPOHL FINANCIAL SERVICES POSITION: VICE PRESIDENT NATURE: INSURANCE SALES AND ACCOUNTING SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: 309 Hamilton Street, Suite F, Geneva IL 60134, United States DESCRIPTION: Tax Preparation, Tax Advice 2. AMERICAN PORTFOLIOS ADVISORS, INC. INVESTMENT ADVISOR REPRESENTATIVE; STARTED JANUARY 2015; 40 HOURS PER MONTH; 1-2 HOURS PER DAY DURING SECURITIES TRADING HOURS; DUTIES INCLUDE PORTFOLIO ANALYSIS, SECURITIES TRADING, CONSULTING WITH CLIENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-15
S63 Uniform Securities Agent State Law Examination 2003-11-04
  • S66 Uniform Combined State Law Examination
    2004-03-15
  • S63 Uniform Securities Agent State Law Examination
    2003-11-04
Designations

View on SEC IAPD

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