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Curtis Frank Vega

Hsbc Securities (Usa) Inc.

Los Angeles, CA

Beverly Hills, CA

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-01-01
  • CA RA
    APPROVED
    Since 2010-01-01

Branch Locations

Los Angeles, CA • United States

445 N Bedford Drive, Beverly Hills, CA 90210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa N.A. Los Angeles CA 01/2013 07/2021
Hsbc Securities (Usa) Inc. Los Angeles CA 07/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-31
  • S66 Uniform Combined State Law Examination
    2009-12-31
Other Names
  • Curtis Vega

View on SEC IAPD

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