Best Investors Account Sign in
Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-24
  • CA RA
    APPROVED
    Since 2024-06-24

Branch Locations

101 California Street, San Francisco, CA 94111 • United States

200 Station Drive, Westwood, MA 02090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company, Llc San Francisco CA 08/2016 10/2023
First Republic Investment Management, Inc. San Francisco CA 08/2016 10/2023
J.P. Morgan Securities Llc San Francisco CA 09/2023 04/2024
Bollinger Canyon Little League/San Ramon Baseball Umpires Associ San Ramon CA 03/2024 Present
Jp Morgan Chase Bank, N.A. San Francisco CA 10/2023 04/2024
Citizens Securities, Inc. San Francisco CA 06/2024 Present
Clarfeld San Francisco CA 04/2024 Present
  • 08/2016 → 10/2023
    First Republic Securities Company, Llc
    San Francisco, CA
  • 08/2016 → 10/2023
    First Republic Investment Management, Inc.
    San Francisco, CA
  • 09/2023 → 04/2024
    J.P. Morgan Securities Llc
    San Francisco, CA
  • 03/2024 → Present
    Bollinger Canyon Little League/San Ramon Baseball Umpires Associ
    San Ramon, CA
  • 10/2023 → 04/2024
    Jp Morgan Chase Bank, N.A.
    San Francisco, CA
  • 06/2024 → Present
    San Francisco, CA
  • 04/2024 → Present
    Clarfeld
    San Francisco, CA
Previous Registrations
  • 2017-01-27 → 2024-04-25
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    San Francisco, CA
  • 2014-11-06 → 2016-08-08
    San Leandro, CA
    Livermore, CA
    San Leandro, CA
    San Ramon, CA
    San Leandro, CA
    Livermore, CA
  • 2012-08-08 → 2014-06-10
    Fremont, CA
  • 2007-05-29 → 2012-06-28
    Fremont, CA
    Jacksonville, FL
    San Francisco, CA
    San Jose, CA
    Newark, CA
  • 2006-03-13 → 2007-05-29
    Citicorp Investment Services
    Newark, CA
  • 2004-06-15 → 2006-03-02
    Msi Financial Services, Inc.
    Lafayette, CA
Other Businesses

Entity Name: Bollinger Canyon Little League/San Ramon Baseball Umpires Association Investment related: No "Address: https://www.srbaseball.com/San Ramon, California 94582" Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 03/02/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I'm interested in helping my older son, umpire little league baseball games this spring.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-24
  • S66 Uniform Combined State Law Examination
    2004-03-24
Other Names
  • Michael O. Solis
  • Mike Solis
  • Michael Solis
  • Michael Orozco Solis

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Francisco, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor