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James Richard Rensvold

LPl Financial LLC

Las Vegas, NV

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2021-04-30
  • NV RA
    APPROVED
    Since 2021-04-30

Branch Locations

750 E Warm Springs Rd Ste 300, Las Vegas, NV 89102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zions Bancorporation N.A. Dba Nevada State Bank Las Vegas NV 09/2009 Present
Lpl Financial Llc Las Vegas NV 12/2020 Present
  • 09/2009 → Present
    Zions Bancorporation N.A. Dba Nevada State Bank
    Las Vegas, NV
  • 12/2020 → Present
    Las Vegas, NV
Previous Registrations
  • 2004-02-04 → 2007-03-26
    Wells Fargo Investments, Llc
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    North Las Vegas, NV
Other Businesses

1)12/01/2020 - Nevada Wealth Advisors DBA for LPL Business (entity for LPL business) Inv Rel At Reported Business Location(s) Start: 12/2020 2)12/01/2020 - Zions Bancorporation N.A / Nevada State Bank Financial Institution Duty Inv Rel At Reported Business Location(s) Start: 09/2009 175 hr/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-01
  • S66 Uniform Combined State Law Examination
    2021-04-01
Other Names
  • James Richard Rensvold
  • James Rensvold

View on SEC IAPD

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