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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2009-11-18
  • VA RA
    APPROVED
    Since 2009-11-18

Branch Locations

11790 Sunrise Valley Dr Ste 200, Reston, VA 20191 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Mc Lean VA 11/2009 Present
Edward Shanahan Mc Lean VA 03/2010 01/2026
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2026 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2026 Present
  • 11/2009 → Present
    Mc Lean, VA
  • 03/2010 → 01/2026
    Edward Shanahan
    Mc Lean, VA
  • 01/2026 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2026 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. OWNER, BPFG, LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 12/31/2020, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-01
  • S66 Uniform Combined State Law Examination
    2003-12-01
Other Names
  • Alex Hurtado

View on SEC IAPD

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