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William Liu Jr.

Ubs Financial Services Inc.

Melville, NY

East Northport, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2015-08-31
TX RA APPROVED 2015-08-28
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2015-08-31
  • TX RA
    APPROVED
    Since 2015-08-28

Branch Locations

58 South Service Road Suite 310, Melville, NY 11747 • United States

East Northport, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Melville NY 08/2015 Present
Previous Registrations
  • 2010-06-21 → 2015-09-15
    Morgan Stanley
    Melville, NY
    Great Neck, NY
  • 2006-07-19 → 2010-06-22
    Chase Investment Services Corp.
    Mineola, NY
    Manhasset, NY
    Manhasset, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-28
  • S66 Uniform Combined State Law Examination
    2003-10-28
Other Names
  • William Chung Liu
  • William Chung Liu
  • William Chung Liu
  • William Chung Liu
  • William Chung Liu Jr.
  • William Chung Liu

View on SEC IAPD

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