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Joseph Lanier Brockman

Raymond James & Associates, Inc.

Richmond, VA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2013-02-13
  • VA RA
    APPROVED
    Since 2013-02-13

Branch Locations

5820 Patterson Ave. Suite 100, Richmond, VA 23226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Richmond VA 02/2013 Present
Previous Registrations
  • 2009-03-27 → 2013-02-13
    Morgan Keegan & Company, Llc
    Richmond, VA
  • 2006-02-21 → 2009-04-15
    Citigroup Global Markets Inc.
    Richmond, VA
    New York, NY
    Richmond, VA
  • 2003-10-23 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-22
  • S66 Uniform Combined State Law Examination
    2003-10-22
Designations
Other Names
  • Joseph Lanier Brockman
  • Joseph Lanier Brockman
  • Joseph Lanier Brockman Jr.

View on SEC IAPD

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Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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