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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-04 |
| MO | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Symphonic Securities Llc | Kansas City | MO | 12/2007 | 04/2020 |
| Woodbury Financial Services Inc | Kansas City | MO | 04/2020 | 01/2024 |
| Osaic Wealth, Inc. | Kansas City | MO | 01/2024 | Present |
BROOKINGS CAPITAL MANAGEMENT POSITION: Owner NATURE: Sole Proprietorship DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 1600 SECURITIES TRADING HOURS: 1600 START DATE: 04/30/2020 ADDRESS: 5951 N London Ave, Kansas City MO 64151, United States DESCRIPTION: Investment Advisor Representative Insurance Financial Planning All business submitted through Osaic and or their approved vendors.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-07 |
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