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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-08-13 |
Branch Locations
6130 Columbia Crossing Circle, Columbia, MD 21045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tcg Securities, L.L.C. | New York | NY | 03/2015 | 01/2019 |
| Coller Capital | New York | NY | 08/2019 | 03/2021 |
| Unemployed | New York | NY | 04/2019 | 07/2019 |
| Ubs Financial Services Inc | New York | NY | 05/2021 | 08/2022 |
| Catalio Capital Management | New York | NY | 11/2022 | 09/2023 |
| Kind Venture Capital | New York | NY | 09/2023 | 08/2024 |
| Newedge Securities Inc | Pittsburgh | PA | 08/2024 | 12/2024 |
| Newedge Wealth | Stamford | CT | 08/2024 | 12/2024 |
| Maverick Capital Llc | Easton | MD | 01/2025 | 07/2025 |
| Finalis Securities Llc | New York | NY | 05/2025 | 07/2025 |
| Pnc Investments Llc | Easton | MD | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-01 |
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