Best Investors
Account
Sign in
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2023-05-30 |
| NJ | RA | APPROVED | 2015-11-16 |
| TX | RA | APPROVED | 2015-11-16 |
Branch Locations
One Post Office Square 35Th Floor, Boston, MA 02109 • United States
Narragansett, RI • United States
Wellesley, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Boston | MA | 11/2015 | Present |
MIT Sloan Boston Alumni Association / 139A Charles Street, #346 Boston,MA 02114 / Other/ Education / ?Promote continuing personal and professional development / Member of Board of Directors / / Oversee functions of board; Chair the annual MIT CFO Summit / Start Date 09/01/2004/ Business School Local Alumni Board / Coaching4Change / 75 Amory Street, 3rd floor Boston,MA 02119 / Other/ Education / Coaching4Change blends coach education, literacy, and leadership to empower and employ teenagers / Member of Board of Directors / / Advise the organization / Start Date 01/01/2014/ Non-Profit / MIT Sloan Alumni Association of Boston / 139A Charles Street, #346 Boston, Massachusetts 02114 / United States / Charity / Education / www.mitsloanboston.com / I am on the board of directors of the MIT Sloan Boston Alumni Association. Each year we host a CFO Summit and UBS is a sponsor. I am seeking approval to once again place a UBS ad in the program. A copy of the ad is attached. We received approval to do this in 2016, 2017, and 2018. The approval number for 2018 is CORC0075476. All the parameters are the same. The request has the support of the Boston PWM Market Head and MSO. / Member of Board of directors / / Oversee functions of board; Chair the annual MIT CFO Summit / Start Date 9/1/2004 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-11-13 |
| S66 | Uniform Combined State Law Examination | 2003-10-20 |
Reach out to this advisor