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John Howard Becker

John H. Becker

Los Gatos, CA

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Current Employers
John H. Becker

17903 Skyline Blvd., Los Gatos, CA 95033 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-05
  • CA RA
    APPROVED
    Since 2025-03-05

Branch Locations

Los Gatos, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Becker, John Howard (Dba, John H. Becker) Los Gatos CA 10/2008 Present
  • 10/2008 → Present
    Becker, John Howard (Dba, John H. Becker)
    Los Gatos, CA
Previous Registrations
  • 2003-12-09 → 2004-11-01
    Morgan Stanley Dw Inc.
    Menlo Park, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-22
S66 Uniform Combined State Law Examination 2003-10-31
  • S65 Uniform Investment Adviser Law Examination
    2008-09-22
  • S66 Uniform Combined State Law Examination
    2003-10-31

View on SEC IAPD

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