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Rony E. Soto

Wells Fargo Clearing Services, LLC

Los Angeles, CA

El Segundo, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-03
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

707 Wilshire Blvd 1St Fl, Los Angeles, CA 90017 • United States

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Los Angeles CA 10/1996 Present
Wells Fargo Advisors Llc Los Angeles CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Los Angeles CA 11/2016 Present
  • 10/1996 → Present
    Wells Fargo Bank
    Los Angeles, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Los Angeles, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
Previous Registrations
  • 2006-11-24 → 2011-01-03
    Wells Fargo Investments, Llc
    Los Angeles, CA
  • 2004-03-04 → 2006-02-07
    Wells Fargo Investments, Llc
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-03
  • S66 Uniform Combined State Law Examination
    2004-03-03

View on SEC IAPD

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