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Tania Cabrera

Principal Securities, Inc.

Fitzwilliam, NH

Fort Mill, SC

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-09-08
  • SC RA
    APPROVED
    Since 2022-09-08

Branch Locations

Fitzwilliam, NH • United States

Fort Mill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Atlanta GA 12/2013 04/2018
Suntrust Advisory Services Atlanta GA 08/2016 06/2018
Suntrust Investment Services,Inc. Atlanta GA 04/2018 06/2018
Lpl Financial Llc Fort Mill SC 06/2018 07/2022
Principal Securities Inc Fort Mill SC 09/2022 Present
Principal Life Insurance Company Fort Mill SC 08/2022 Present
  • 12/2013 → 04/2018
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 08/2016 → 06/2018
    Suntrust Advisory Services
    Atlanta, GA
  • 04/2018 → 06/2018
    Suntrust Investment Services,Inc.
    Atlanta, GA
  • 06/2018 → 07/2022
    Lpl Financial Llc
    Fort Mill, SC
  • 09/2022 → Present
    Principal Securities Inc
    Fort Mill, SC
  • 08/2022 → Present
    Principal Life Insurance Company
    Fort Mill, SC
Previous Registrations
  • 2018-06-18 → 2022-08-17
    Lpl Financial Llc
    Fort Mill, SC
  • 2016-08-31 → 2018-06-04
    Truist Advisory Services, Inc.
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Charlotte, NC
  • 2013-12-10 → 2016-12-31
    Truist Investment Services, Inc.
    Alpharetta, GA
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Charlotte, NC
  • 2005-06-30 → 2013-07-11
    Truist Investment Services, Inc.
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
  • 2005-03-31 → 2005-06-30
    Truist Securities, Inc.
    Atlanta, GA
  • 2004-07-23 → 2004-09-13
    Raymond James Financial Services, Inc.
    Alpharetta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-20
  • S66 Uniform Combined State Law Examination
    2004-07-20
Other Names
  • Tania Cabrera

View on SEC IAPD

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