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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-24 |
Branch Locations
707 Wilshire Blvd, 57Th Floor, Los Angeles, CA 90017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Century City | CA | 07/2003 | 03/2018 |
| Bank Of America, N.A. | Century City | CA | 09/2010 | 03/2018 |
| Morgan Stanley Smith Barney Llc | Los Angeles | CA | 03/2018 | 05/2023 |
| Morgan Stanley Private Bank, N.A. | Los Angeles | CA | 03/2018 | 05/2023 |
| Lpl Financial Llc | Los Angeles | CA | 10/2023 | Present |
| Unemployed | Los Angeles | CA | 05/2023 | 09/2023 |
1) 10/2023 - CB&T Wealth Advisors / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 10/2023 - CALIFORNIA BANK&TRUST / Financial Institution Duty / Inv. Related / Century City, CA / Start date 10/23/2023 - 160 Hrs per month - 100% Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-27 |
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