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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2010-03-03
TX RA APPROVED_RES 2009-09-29
  • IL RA
    APPROVED
    Since 2010-03-03
  • TX RA
    APPROVED_RES
    Since 2009-09-29

Branch Locations

Chicago, IL • United States

110 N Wacker Dr, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorpora Chicago IL 09/1979 Present
Merrill Lynch Chicago IL 11/2007 Present
  • 09/1979 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorpora
    Chicago, IL
  • 11/2007 → Present
    Merrill Lynch
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-28
  • S66 Uniform Combined State Law Examination
    2005-03-28
Other Names
  • Annette L Jones
  • Annette Lenore Jones

View on SEC IAPD

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