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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-05
UT RA APPROVED 2017-05-02
  • TX RA
    APPROVED
    Since 2022-03-05
  • UT RA
    APPROVED
    Since 2017-05-02

Branch Locations

South Jordan, UT • United States

6465 S 3000 E Ste 200, Salt Lake City, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moffitt Wealth Management Salt Lake City UT 11/2007 Present
Cambridge Investment Research, Inc Fairfield IA 01/2010 Present
  • 11/2007 → Present
    Moffitt Wealth Management
    Salt Lake City, UT
  • 01/2010 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 05/2017, AS ADVISORY REP OF A RIA. INV REL, 40 HR/WK 40 HR/TRADING 2) MOFFITT WEALTH MANAGEMENT, 6465 S 3000 E SUITE 200 SALT LAKE CITY UT, 08/2022, OWNER, BUSINESS, NIR, 4 HR/MO 2 HR/MO TRADIING 3) INVESTMENT MANAGEMENT CONSULTANTS, 6465 S 3000 E SUITE 200 SALT LAKE CITY UT, 04/2006, IAR, DBA, INV REL, 40 HR/MO 40 HR/MO TRADING 4) AMAZON AFFILIATE, 3302 Nordic Peak Court, South Jordan UT 84095, United States, 04/18/2025, Amazon Affiliate, Marketing, NIR, 10 HR/MO 0 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-09-06
  • S63 Uniform Securities Agent State Law Examination
    2006-09-06
Designations

View on SEC IAPD

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