Nicholas Anthony Giambri

Current Employers

Employment History

• 04/2017 → 02/2019
  Morgan Stanley
  Fort Lauderdale, FL
• 06/2017 → 02/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 02/2019 → 05/2025
  Raymond James Financial Services, Inc.
  Bay Harbor Islands, FL
• 02/2019 → 05/2025
  Raymond James Financial Services Avisors, Inc.
  Bay Harbor Islands, FL
• 04/2014 → 07/2020
  Theboutsheet.cOm
  Bal Harbour, FL
• 02/2019 → 05/2025
  Guardian Global Group
  Aventura, FL
• 05/2025 → Present
  Lpl Financial Llc
  Aventura, FL

Previous Registrations

• 2019-03-01 → 2025-05-08
  Raymond James Financial Services Advisors, Inc
  Bay Harbor Islands, FL
  Aventura, FL
  Bay Harbor Islands, FL
• 2017-04-11 → 2019-02-25
  Morgan Stanley
  Ft. Lauderdale, FL
• 2011-05-12 → 2017-04-17
  Wells Fargo Clearing Services, Llc
  North Miami Beach, FL
  Miami, FL
  North Miami, FL
  North Miami Beach, FL
  Sunny Isles Beach, FL
  Fort Lauderdale, FL
  Aventura, FL
• 2008-12-17 → 2011-05-09
  Td Ameritrade, Inc.
  Boca Raton, FL
• 2009-01-12 → 2011-05-09
  Td Ameritrade Investment Management, Llc
  Boca Raton, FL
• 2008-02-06 → 2008-12-31
  1St Global Advisors Inc
  Santa Monica, CA
• 2007-12-11 → 2008-01-16
  The Huntington Investment Company
  Columbus, OH
• 2006-09-15 → 2007-12-10
  Eltekon Advisors, Llc.
  West Lake Hills, TX
• 2006-01-09 → 2006-08-07
  Bbva Compass Investment Solutions, Inc
  Richardson, TX
  Dallas, TX
• 2005-08-26 → 2006-01-17
  Comerica Securities
  Plano, TX
  Plano, TX
• 2002-09-19 → 2004-08-03
  Banc One Securities Corporation
  Dallas, TX

Other Businesses

1- 04/2025 / Guardian Legacy Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 40 during trading / At reported business location(s)

Exams

• S66 Uniform Combined State Law Examination
  2000-03-27

Other Names

• Anthony Giambri
• Nicholas A. Giambri
• Nicholas A. Giambri