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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-08-11 |
| TX | RA | APPROVED | 2022-08-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Nashville | TN | 06/2016 | Present |
| B. Riley Wealth Advisors, Inc. | Nashville | TN | 07/2022 | Present |
1. Lodge Wealth Management: Investment - related; 149 Blue Ridge Trace Hendersonville, TN 37075; Marketing name for financial securities business conducted through B. Riley Wealth Management; Start date 9/1/2022; 40 hours/ week devoted during Securities trading hours. 2. B. Riley Wealth Insurance; Investment-Related; Same Address as BRWM; Fixed Insurance Sales; Licensed Insurance Agent; Start Date 09/2025; As Many Hours As Needed Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-24 |
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