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Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-08-11
TX RA APPROVED 2022-08-09
  • TN RA
    APPROVED
    Since 2022-08-11
  • TX RA
    APPROVED
    Since 2022-08-09

Branch Locations

Hendersonville, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
B. Riley Wealth Management Nashville TN 06/2016 Present
B. Riley Wealth Advisors, Inc. Nashville TN 07/2022 Present
Previous Registrations
Other Businesses

1. Lodge Wealth Management: Investment - related; 149 Blue Ridge Trace Hendersonville, TN 37075; Marketing name for financial securities business conducted through B. Riley Wealth Management; Start date 9/1/2022; 40 hours/ week devoted during Securities trading hours. 2. B. Riley Wealth Insurance; Investment-Related; Same Address as BRWM; Fixed Insurance Sales; Licensed Insurance Agent; Start Date 09/2025; As Many Hours As Needed Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-02
S63 Uniform Securities Agent State Law Examination 2000-01-24
  • S66 Uniform Combined State Law Examination
    2005-11-02
  • S63 Uniform Securities Agent State Law Examination
    2000-01-24
Designations
Other Names
  • Graig Elliott Lodge

View on SEC IAPD

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