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John David Roegner

Wealthspire Retirement Advisory

Chicago, IL

Aliso Viejo, CA

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Current Employers
Wealthspire Retirement Advisory

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-08-13
  • IL RA
    APPROVED
    Since 2018-08-13

Branch Locations

500 W. Madison Suite 2700, Chicago, IL 60661 • United States

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Savant Capital Management Rockford IL 09/2014 08/2017
Clear Insight Benefits Consulting Inc. St. Charles IL 09/2017 01/2018
Nfp Retirement, Inc. Aliso Viejo CA 08/2018 10/2025
Unemployed Naperville IL 01/2018 08/2018
Wealthspire Retirement Advisory Aliso Viejo CA 10/2025 Present
  • 09/2014 → 08/2017
    Savant Capital Management
    Rockford, IL
  • 09/2017 → 01/2018
    Clear Insight Benefits Consulting Inc.
    St. Charles, IL
  • 08/2018 → 10/2025
    Nfp Retirement, Inc.
    Aliso Viejo, CA
  • 01/2018 → 08/2018
    Unemployed
    Naperville, IL
  • 10/2025 → Present
    Wealthspire Retirement Advisory
    Aliso Viejo, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-02
S66 Uniform Combined State Law Examination 2004-08-17
  • S65 Uniform Investment Adviser Law Examination
    2014-10-02
  • S66 Uniform Combined State Law Examination
    2004-08-17
Designations
Other Names
  • John Roegner

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

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