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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-05-09
GA RA APPROVED 2003-03-19
  • TX RA
    APPROVED_RES
    Since 2012-05-09
  • GA RA
    APPROVED
    Since 2003-03-19

Branch Locations

3475 Lenox Rd Ne Ste 600, Atlanta, GA 30326-3219 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Atlanta GA 09/2005 03/2020
Ameriprise Financial Services, Llc Atlanta GA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 400 Forest Beach Villa10 South Forest Beach DrHilton Head, SC 29, ,; Investment-Related; 03/21/2014. Independent Insurance Brokering; Guardian Life Insurance; 01/01/2002; / The Standard; 07/02/2009; . Business Ownership; Clarity Wins, LLC; Co-owner; Manage Ameriprise Business; 1812 Wynthrop Manor Drive SW, , Marietta, GA, 30064; Investment-Related; 09/01/2023; 1 to 9 hours per month; 0 during trading hours / Levity Wins, LLC; Co-owner; Manage Ameriprise Business; 673 Gold Valley Pass, , Canton, GA, 30114; Investment-Related; 09/18/2024; 1 to 9 hours per month; 0 during trading hours. Board of Directors; NAIFA Board of Directors; Board Member; 1000 Wilson Boulevard, Suite 1890, Arlington, VA, 22209; Investment-Related; 04/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Fiduciary Activities; Agent named in a health care directive or living will, Executor. Outside Employment; Thu Clear, Inc.; I am not an owner. I intend to be the Chief Executive Officer of the company. I intend to be the visionary for this company and make executive decisions as to how it is operated.; Manage advisory business; 622 Loridans Dr NE, , Atlanta, GA, 30342; Investment-Related; 03/01/2024; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-01-21
  • S63 Uniform Securities Agent State Law Examination
    2000-01-21
Other Names
  • Rick Saunders

View on SEC IAPD

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