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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-08-08
TX RA APPROVED 2025-08-07
  • OH RA
    APPROVED
    Since 2025-08-08
  • TX RA
    APPROVED
    Since 2025-08-07

Branch Locations

5800 Monroe St Building A Ste 4, Sylvania, OH 43560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Toledo OH 07/2013 08/2025
Cetera Wealth Services, Llc El Segundo CA 08/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2025 Present
  • 07/2013 → 08/2025
    Royal Alliance
    Toledo, OH
  • 08/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2013-07-08 → 2025-08-11
    Maumee, OH
    Fort Wayne, IN
  • 2005-04-12 → 2013-07-10
    Walnut Street Securities, Inc.
    Toledo, OH
    Toledo, OH
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2023 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: REAL ESTATE INVESTMENT RELATED: NO ADDRESS: TOLEDO, OH 43606 NATURE OF BUSINESS: REAL ESTATE START DATE: 4/2006 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: RENT REAL ESTATE; 3. NAME OF OTHER BUSINESS: NOBEL WEALTH INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 3/2017 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: DBA; 4. NAME OF OTHER BUSINESS: GREAT LAKES WEALTH SOLUTIONS INVESTMENT RELATED: YES ADDRESS: 3837 SULPHUR SPRING RD, TOLEDO, OH 43606 NATURE OF BUSINESS: LIFE INSURANCE START DATE: 1/2012 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OWNER, LIFE INSURANCE; 5. NAME OF OTHER BUSINESS: VANTAGE FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-31
  • S66 Uniform Combined State Law Examination
    2004-01-31
Other Names
  • Adam W Glaser

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