George Alan Guttman

Current Employers

Guttman Financial Planning

Santa Monica, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-04-20
TX	RA	APPROVED_RES	2016-03-26

CA RA
APPROVED

Since 2016-04-20
TX RA
APPROVED_RES

Since 2016-03-26

Branch Locations

Santa Monica, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guttman Financial Planning, Inc.	Santa Monica	CA	02/2016	Present
Laaco Limited	Los Angeles	CA	11/2006	Present

02/2016 → Present

Guttman Financial Planning, Inc.

Santa Monica, CA
11/2006 → Present

Laaco Limited

Los Angeles, CA

Previous Registrations

2014-07-14 → 2015-12-18

Centaurus Financial, Inc.

Santa Monica, CA

Anaheim, CA
2010-05-06 → 2014-06-12

Cadaret, Grant & Co., Inc.

Encino, CA
2006-09-06 → 2010-04-29

Afa Advisor Services Llc

Calabasas, CA

Encino, CA

Burbank, CA
2005-09-01 → 2006-07-26

Equitable Advisors, Llc

Woodland Hills, CA

Woodland Hills, CA
2003-10-10 → 2004-08-11

Morgan Stanley Dw Inc.

Beverly Hls, CA

Other Businesses

2006-PRESENT: LAACO LTD/NOT INVESTMENT RELATED/LOS ANGELES, CA/ SELF STORAGE FACILITIES AND ATHLETIC CLUBS/MANAGER OF FINANCIAL ANALYSIS/BUDGETING, AUDITS, AND SPECIAL REPORTS/60% TIME EACH MONTH, INCLUDING DURING TRADITIONAL BUSINESS HOURS//

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-10-09

S66 Uniform Combined State Law Examination

2003-10-09

Designations

Other Names

George A. Guttman
George Guttman

View on SEC IAPD