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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-09
PA RA APPROVED 2015-07-24
  • TX RA
    APPROVED_RES
    Since 2026-07-09
  • PA RA
    APPROVED
    Since 2015-07-24

Branch Locations

446 Third Street, Beaver, PA 15009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Beaver PA 07/2015 Present
Raymond James Financial Services Advisors Inc. Beaver PA 07/2015 Present
Rivertowne Advisors Beaver PA 07/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-21
S63 Uniform Securities Agent State Law Examination 2004-09-25
  • S66 Uniform Combined State Law Examination
    2006-06-21
  • S63 Uniform Securities Agent State Law Examination
    2004-09-25
Other Names
  • Brent C. Stein
  • Brent C Stein

View on SEC IAPD

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